CP 5.1 - Volumes of revolution from Cartesian equations

CP 5.1 - Volumes of revolution from Cartesian equations

Rotating a region around an axis builds a solid from circular slices. You will derive the volume formulae for rotation about both coordinate axes, choose the radius and limits correctly, and subtract inner discs when the solid has a hole.

Building a solid from circular slices

Drill a cylindrical hole straight through the centre of a sphere, leaving a ring whose height is 66 units. Could its volume be the same whatever the original sphere's radius? It sounds unlikely: a larger sphere leaves a wider ring. Slicing the solid will reveal what compensates for that extra width.

Begin with a simpler solid. Rotate the region under y=xy=x, from x=0x=0 to x=2x=2, through a full turn about the xx-axis. A vertical strip becomes a thin circular disc. Its radius is the strip's height, xx, and its thickness is the small horizontal width Δx\Delta x. Near x=1x=1, that disc has cross-sectional area π\pi; near x=2x=2, the area is 4π4\pi.

You already know

A circle of radius rr has area πr2\pi r^2, and a cylinder's volume is cross-sectional area multiplied by length. A definite integral adds limiting contributions over an interval; evaluate it by subtracting the antiderivative at the lower limit from its value at the upper limit.

For a general boundary y=f(x)y=f(x), a slice perpendicular to the xx-axis has radius ∣f(x)∣|f(x)|. Its area is π[f(x)]2\pi[f(x)]^2: squaring handles either side of the axis. A thin disc contributes approximately π[f(x)]2Δx\pi[f(x)]^2\Delta x. Summing many such contributions, then letting the largest slice thickness tend to zero, gives the integral.

[DIAGRAM: asset_name: A thin strip becomes a circular disc; asset_slug: 9fm0-cp32-discs; caption: Cross-sectional area times a small axial thickness gives a small volume; description: Two equal-scale coordinate panels show the region beneath y equals x from x equals zero to two, with a vertical strip at x equals one, and the corresponding circular slice with radius one. A labelled arrow indicates rotation about the x-axis. The disc has cross-sectional area pi and axial thickness delta x.]
Cross-sectional area times a small axial thickness gives a small volume

Volume about the x-axis

If a region between y=f(x)y=f(x) and the xx-axis, from x=ax=a to x=bx=b, is rotated through 2π2\pi about the xx-axis, then

V=π∫aby2 dx=π∫ab[f(x)]2 dxV=\pi\int_a^b y^2\,\mathrm{d}x =\pi\int_a^b[f(x)]^2\,\mathrm{d}x

Here a<ba<b, and each cross-section is a disc with radius ∣y∣|y|. Not in the formula booklet: learn it.

This formula measures a three-dimensional volume, so coordinates measured in centimetres give an answer in cm3\mathrm{cm^3}. Integrating yy alone would add rectangular strip areas instead of circular cross-sectional areas.

Key idea

Slice perpendicular to the rotation axis. The integrand is a circular area, π×radius2\pi\times\text{radius}^2, and the differential measures thickness along the axis.

A short error check separates a volume calculation from an area calculation.

Calculating volumes about the x-axis

For rotation about the xx-axis, square the curve's yy-coordinate before integrating with respect to xx.

Write down the region's boundaries first. The limits are horizontal positions, not heights, and the solid includes every circular slice between them. If the equation already gives y2y^2, you can use it directly without taking a square root first.

Worked example 1: a straight boundary makes a cone

Question. Find the exact volume when the region bounded by y=xy=x, y=0y=0 and x=2x=2 is rotated through 2π2\pi about the xx-axis.

Plan. The radius is xx, so integrate πx2\pi x^2 from 00 to 22.

V=π∫02x2 dxsquare the radius=π[x33]02power rule=8π3upper minus lower\begin{aligned} V&=\pi\int_0^2x^2\,\mathrm{d}x&&\text{square the radius}\\ &=\pi\left[\frac{x^3}{3}\right]_0^2&&\text{power rule}\\ &=\frac{8\pi}{3}&&\text{upper minus lower} \end{aligned}

Why this step? A slice at position xx has radius xx, not the final cone radius 22. Using radius 22 throughout would calculate the enclosing cylinder.

Answer. V=8π3V=\frac{8\pi}{3} cubic units.

Check. A cone of height 22 and base radius 22 has volume 13π(22)(2)=8π3\frac13\pi(2^2)(2)=\frac{8\pi}{3}.

The second example changes the boundary to y=xy=\sqrt{x}, keeping the same interval. Squaring the radius now removes the root.

Worked example 2: a curved boundary

Question. Find the exact volume when the region between y=xy=\sqrt{x}, the xx-axis and x=2x=2 is rotated through 2π2\pi about the xx-axis.

Plan. Substitute y2=xy^2=x directly into the disc formula.

V=π∫02(x)2 dxradius is x=π∫02x dxsquare first=π[x22]02=2πintegrate and evaluate\begin{aligned} V&=\pi\int_0^2(\sqrt{x})^2\,\mathrm{d}x&&\text{radius is }\sqrt{x}\\ &=\pi\int_0^2x\,\mathrm{d}x&&\text{square first}\\ &=\pi\left[\frac{x^2}{2}\right]_0^2=2\pi&&\text{integrate and evaluate} \end{aligned}

Why this step? The formula contains y2y^2, so integrating x\sqrt{x} would calculate the wrong quantity even if the integration were flawless.

Answer. V=2πV=2\pi cubic units.

Check. The enclosing cylinder has radius 2\sqrt2, height 22 and volume 4π4\pi. The solid occupies half of that volume, consistent with its cross-sectional area πx\pi x increasing linearly from zero to 2π2\pi.

Keep π\pi outside the integral until the final exact value. If a decimal is requested, evaluate that exact expression once, at the end.

Watch out

Wrong: V=π(∫aby dx)2V=\pi\left(\int_a^by\,\mathrm{d}x\right)^2. You must square each slice's radius before adding the slices. Right: V=π∫aby2 dxV=\pi\int_a^by^2\,\mathrm{d}x.

The next question changes the scale in the curve, while preserving the same disc method.

Calculating volumes about the y-axis

For rotation about the yy-axis, use horizontal slices: the radius is the horizontal distance ∣x∣|x|, and the thickness is measured in yy.

A strip of height Δy\Delta y becomes a disc of area πx2\pi x^2. Adding its volume contributions and taking the same limiting process as before gives the second required formula.

Volume about the y-axis

If a region between x=g(y)x=g(y) and the yy-axis, from y=cy=c to y=dy=d, is rotated through 2π2\pi about the yy-axis, then

V=π∫cdx2 dy=π∫cd[g(y)]2 dyV=\pi\int_c^d x^2\,\mathrm{d}y =\pi\int_c^d[g(y)]^2\,\mathrm{d}y

Here c<dc<d, and each slice has radius ∣x∣|x|. Not in the formula booklet: learn it.

Notice the two linked changes: use x2x^2 for the radius squared and dy\mathrm{d}y for the slice thickness. Your limits must now be heights. This can make a difficult-looking curve pleasantly simple.

Worked example 3: a sideways parabola

Question. The region bounded by x=yx=\sqrt{y}, the yy-axis and y=3y=3 is rotated through 2π2\pi about the yy-axis. Find its exact volume.

Plan. Use horizontal discs with x2=yx^2=y, between heights 00 and 33.

V=π∫03x2 dyrotation about y=π∫03y dyx2=y=π[y22]03=9π2evaluate at heights\begin{aligned} V&=\pi\int_0^3x^2\,\mathrm{d}y&&\text{rotation about }y\\ &=\pi\int_0^3y\,\mathrm{d}y&&x^2=y\\ &=\pi\left[\frac{y^2}{2}\right]_0^3=\frac{9\pi}{2}&&\text{evaluate at heights} \end{aligned}

Why this step? The distance to the yy-axis is xx, so a vertical-axis rotation does not use y2y^2.

Answer. V=9π2V=\frac{9\pi}{2} cubic units.

Check. The enclosing cylinder has radius 3\sqrt3 and height 33, giving volume 9π9\pi; the linearly growing disc areas again give half that value.

The second example changes the radius-squared profile from linear to quadratic. It makes a familiar solid, giving a strong independent check.

Worked example 4: a hemisphere

Question. The region bounded by x=4−y2x=\sqrt{4-y^2}, the non-negative coordinate axes and 0≤y≤20\le y\le2 is rotated through 2π2\pi about the yy-axis. Find its exact volume.

Plan. Use x2=4−y2x^2=4-y^2, and integrate between the two heights.

V=π∫02(4−y2) dyhorizontal disc areas=π[4y−y33]02integrate both terms=π(8−83)=16π3upper minus lower\begin{aligned} V&=\pi\int_0^2(4-y^2)\,\mathrm{d}y&&\text{horizontal disc areas}\\ &=\pi\left[4y-\frac{y^3}{3}\right]_0^2&&\text{integrate both terms}\\ &=\pi\left(8-\frac83\right)=\frac{16\pi}{3}&&\text{upper minus lower} \end{aligned}

Why this step? The equation x2+y2=4x^2+y^2=4 describes a circle of radius 22. Rotating its first-quadrant region makes the upper hemisphere, so the limits cover half a sphere.

Answer. V=16π3V=\frac{16\pi}{3} cubic units.

Check. Half the sphere volume is 12×43π(23)=16π3\frac12\times\frac43\pi(2^3)=\frac{16\pi}{3}.

A radius can decrease as height increases. It is the order of the heights, rather than whether the boundary slopes upwards, that determines the integral's sign.

Watch out

Wrong: use π∫02y2 dy\pi\int_0^2 y^2\,\mathrm{d}y for the hemisphere in Worked example 4. The radius about the yy-axis is xx, not the height yy. Right: use π∫02x2 dy=π∫02(4−y2) dy\pi\int_0^2 x^2\,\mathrm{d}y=\pi\int_0^2(4-y^2)\,\mathrm{d}y.

Writing the radius and thickness together also makes the rotation axis clear to the examiner.

Exam tip

Write the substituted volume integral with its differential: π∫x2 dy\pi\int x^2\,\mathrm{d}y about the yy-axis, or π∫y2 dx\pi\int y^2\,\mathrm{d}x about the xx-axis. Omitting π\pi or the differential can lose Pearson's formula mark even when later integration is correct.

Try a different hemisphere, using its squared radius directly.

Subtracting the hole from each slice

When the rotating region does not reach the axis, a perpendicular slice is a ring-shaped annulus rather than a full disc.

If the outer and inner radii are RR and rr, its area is πR2−πr2\pi R^2-\pi r^2. The gap R−rR-r is a radial thickness, not a circle's radius: π(R−r)2\pi(R-r)^2 would describe a different area.

Annular slices

For a full rotation about a coordinate axis, with non-negative outer radius R(s)R(s) and inner radius r(s)r(s),

V=π∫ab(R(s)2−r(s)2) dsV=\pi\int_a^b\bigl(R(s)^2-r(s)^2\bigr)\,\mathrm{d}s

Use s=xs=x about the xx-axis or s=ys=y about the yy-axis. The outer radius must be at least the inner radius throughout each interval; split the region if the boundary ordering changes. Not in the formula booklet: learn it.

Identify the two distances from the axis before subtracting. The same idea also allows you to find a hollow solid's material volume by subtracting its cavity volume from its external volume.

Worked example 5: a fixed outer radius

Question. The region between y=2y=2 and y=xy=\sqrt{x}, for 0≤x≤40\le x\le4, is rotated through 2π2\pi about the xx-axis. Find the exact volume.

Plan. Each slice has outer radius 22, inner radius x\sqrt{x}, and area π(4−x)\pi(4-x).

V=π∫04(22−(x)2) dxouter disc minus inner=π[4x−x22]04integrate 4−x=π(16−8)=8πapply limits\begin{aligned} V&=\pi\int_0^4\left(2^2-(\sqrt{x})^2\right)\,\mathrm{d}x&&\text{outer disc minus inner}\\ &=\pi\left[4x-\frac{x^2}{2}\right]_0^4&&\text{integrate }4-x\\ &=\pi(16-8)=8\pi&&\text{apply limits} \end{aligned}

Why this step? The hole has radius x\sqrt{x}, so its area is πx\pi x. Subtracting the radii before squaring would not remove that hole.

Answer. V=8πV=8\pi cubic units.

Check. The external cylinder has volume 16π16\pi, and the removed solid has volume π∫04x dx=8π\pi\int_0^4x\,\mathrm{d}x=8\pi. Their difference is 8π8\pi.

The second example changes the outer radius from 22 to 33. The intersection height determines a new horizontal limit.

Worked example 6: finding the meeting point

Question. The region enclosed by y=3y=3, y=xy=\sqrt{x} and the yy-axis is rotated through 2π2\pi about the xx-axis. Find the exact volume.

Plan. Find where the two boundaries meet, then subtract the inner disc area from the outer disc area.

x=3⟹x=9intersectionV=π∫09(9−x) dxradii 3,x=π[9x−x22]09integrate=81π2evaluate\begin{aligned} \sqrt{x}&=3\quad\Longrightarrow\quad x=9&&\text{intersection}\\ V&=\pi\int_0^9(9-x)\,\mathrm{d}x&&\text{radii }3,\sqrt{x}\\ &=\pi\left[9x-\frac{x^2}{2}\right]_0^9&&\text{integrate}\\ &=\frac{81\pi}{2}&&\text{evaluate} \end{aligned}

Why this step? The limit is x=9x=9, not 33: the point where the curves meet has height 33 but horizontal position 99.

Answer. V=81π2V=\frac{81\pi}{2} cubic units.

Check. The enclosing cylinder has volume 81π81\pi; the cavity has volume π∫09x dx=81π2\pi\int_0^9x\,\mathrm{d}x=\frac{81\pi}{2}, leaving the same volume of material.

Now return to the drilled sphere. Let its radius be RR, the hole radius be rr, and the remaining height be hh. At height yy, the sphere has outer radius squared R2−y2R^2-y^2. At the top of the ring, Pythagoras gives R2−r2=(h/2)2R^2-r^2=(h/2)^2. Consequently each remaining slice has area

π((R2−y2)−r2)=π(h24−y2)\pi\bigl((R^2-y^2)-r^2\bigr)=\pi\left(\frac{h^2}{4}-y^2\right)

This is independent of RR. Integrating from −h/2-h/2 to h/2h/2 gives

V=π[h2y4−y33]−h/2h/2=πh36V=\pi\left[\frac{h^2y}{4}-\frac{y^3}{3}\right]_{-h/2}^{h/2} =\frac{\pi h^3}{6}

So every such ring of height 66 has volume 36π36\pi, whatever the original sphere's radius. A bigger sphere needs a bigger hole to keep that height, and the slice areas balance exactly. This result is derived here; it is not in the formula booklet.

[DIAGRAM: asset_name: Equal-height drilled spheres have equal remaining slice areas; asset_slug: 9fm0-cp32-napkin-ring; caption: The outer and inner squared radii differ by the same amount at each height; description: Two central cross-sections show a sphere of radius five drilled by a cylinder of radius four and a sphere of radius root thirteen drilled by a cylinder of radius two. Both remaining rings extend from y equals minus three to y equals three. A horizontal slice at y equals one labels outer squared radius minus inner squared radius equals eight in each case. The vertical axis is the rotation and drilling axis.]
The outer and inner squared radii differ by the same amount at each height

Watch out

Wrong: use π(R−r)2\pi(R-r)^2 for an annulus. For example, outer radius 33 and inner radius 22 give π(9−4)=5π\pi(9-4)=5\pi, not π\pi. Right: subtract the squared radii.

The outer boundary can be curved too. Track the two squared radii in the final check.

Quick Recap

  • Circular slices give V=π∫y2 dxV=\pi\int y^2\,\mathrm{d}x about the xx-axis and V=π∫x2 dyV=\pi\int x^2\,\mathrm{d}y about the yy-axis.
  • Square the distance from the axis before integrating, and use bounds for the integration variable.
  • A hollow slice has area π(R2−r2)\pi(R^2-r^2); subtract squared radii, and split intervals if necessary.
  • Give cubic units, preserve exact values and show the substituted integral before evaluating it.

The drilled-sphere puzzle has a definite answer: height 66 means volume 36π36\pi, regardless of the original sphere radius.