Pc2, Pc3 - Volumes of revolution and mean values

Pc2, Pc3 - Volumes of revolution and mean values

Pc2 builds volumes of revolution from thin cylinders, for rotation about either coordinate axis. Pc3 uses a definite integral to find a function's mean value, connecting the area under a changing height to an equivalent constant height.

Thin discs about the x-axis

Two rectangles each have area 44. One has height 11 and width 44; the other has height 22 and width 22. If each is rotated about its bottom edge on the xx-axis, do they make equal volumes? Their areas agree, but the taller rectangle places more material further from the axis.

You already know

A cylinder of radius rr and height hh has volume πr2h\pi r^2h. A definite integral is a limit of sums of thin strips, with ∫abf(x) dx\int_a^b f(x)\,dx accumulating height times width.

For a region between y=f(x)≥0y=f(x)\ge0, the xx-axis and x=a,bx=a,b, take a vertical strip of width Δx\Delta x. On rotation about the xx-axis it becomes approximately a thin cylinder, or disc, with radius f(x)f(x). Its volume is approximately πf(x)2Δx\pi f(x)^2\Delta x.

[DIAGRAM: asset_name: Vertical strips become discs; asset_slug: h645_b038_discs; caption: Squaring the radius turns an area strip into a volume slice; description: A coordinate graph shows a region beneath y equals square root x between zero and four, with a thin vertical strip at x equals two. The strip is labelled radius y and thickness delta x. A side panel shows a circular cross-section with radius y and states disc volume approximately pi y squared delta x and the limiting integral pi integral y squared dx.]
Squaring the radius turns an area strip into a volume slice

Adding the cylinder volumes, then letting the maximum strip width tend to zero, gives

V=lim⁡max⁡Δxj→0∑jπf(xj)2Δxj=π∫abf(x)2 dxV=\lim_{\max\Delta x_j\to0}\sum_j\pi f(x_j)^2\Delta x_j =\pi\int_a^b f(x)^2\,dx

This derivation explains the square and the variable of integration: radius squared comes from the circular cross-section, and dxdx measures thickness along the rotation axis.

Volume about the x-axis

For a bounded region whose cross-section perpendicular to the xx-axis is a disc of radius ∣y∣|y|,

V=π∫aby2 dxV=\pi\int_a^b y^2\,dx

If the cross-section has outer radius R(x)R(x) and inner radius r(x)r(x), with R(x)≥r(x)≥0R(x)\ge r(x)\ge0,

V=π∫ab(R(x)2−r(x)2) dxV=\pi\int_a^b\bigl(R(x)^2-r(x)^2\bigr)\,dx

This subtracts the inner cylinders from the outer ones.

Not in the formula booklet: learn it.

A hole changes the cross-section from a disc into an annulus. Subtract squared radii, rather than squaring their difference.

Worked example 1: a solid with no hole

Question. The region under y=xy=\sqrt{x}, above the xx-axis and between x=0x=0 and x=4x=4, is rotated through 2π2\pi radians about the xx-axis. Find its volume.

Plan. Use radius x\sqrt{x}, square it, and integrate the circular cross-sectional area.

V=π∫04(x)2 dxdisc radius x=π∫04x dx(x)2=x=π[x22]04=8πevaluate\begin{aligned} V&=\pi\int_0^4(\sqrt{x})^2\,dx && \text{disc radius }\sqrt{x} \\ &=\pi\int_0^4x\,dx && (\sqrt{x})^2=x \\ &=\pi\left[\frac{x^2}{2}\right]_0^4=8\pi && \text{evaluate} \end{aligned}

Why this step? Integrating yy would find the original plane area. The rotated cross-section has area πy2\pi y^2.

Answer. 8π8\pi cubic units.

Check. The solid fits inside a cylinder of radius 22 and length 44, whose volume is 16π16\pi; 8π8\pi is smaller.

Keep the curve and the interval, but change the region to the area above the curve and below y=3y=3. Rotation now leaves a hole of radius x\sqrt{x}.

Worked example 2: a solid with a hole

Question. The region between y=3y=3, y=xy=\sqrt{x}, x=0x=0 and x=4x=4 is rotated about the xx-axis. Find its volume.

Plan. Subtract the inner squared radius xx from the outer squared radius 99.

V=π∫04(32−(x)2) dxannular cross-sections=π∫04(9−x) dxouter minus inner=π[9x−x22]04=28π36−8=28\begin{aligned} V&=\pi\int_0^4(3^2-(\sqrt{x})^2)\,dx && \text{annular cross-sections} \\ &=\pi\int_0^4(9-x)\,dx && \text{outer minus inner} \\ &=\pi\left[9x-\frac{x^2}{2}\right]_0^4 \\ &=28\pi && 36-8=28 \end{aligned}

Why this step? The empty middle is itself the solid from Worked example 1, so its volume must be subtracted, not its radius.

Answer. 28π28\pi cubic units.

Check. The outer cylinder has volume 36π36\pi. Subtracting the previous 8π8\pi gives 28π28\pi.

If a region crosses the axis, identify the actual distance to the furthest boundary. A curve below the axis still has a positive radius; squaring the signed ordinate handles a disc, but two overlapping discs must not be counted twice.

Watch out

Wrong: annular area =π(R−r)2=\pi(R-r)^2.

Right: annular area =π(R2−r2)=\pi(R^2-r^2). The gap's thickness is not the radius of a new disc.

The same cross-sectional method now uses a smaller outer radius.

Horizontal discs about the y-axis

For rotation about the yy-axis, turn the slicing direction through a right angle. A horizontal strip of thickness Δy\Delta y makes a disc whose radius is the horizontal distance ∣x∣|x|. Its approximate volume is πx2Δy\pi x^2\Delta y.

Therefore the cylinder sum tends to π∫x2 dy\pi\int x^2\,dy. If the curve is supplied as y=f(x)y=f(x), rearrange it to express the relevant horizontal boundary in terms of yy, and use yy-limits.

Volume about the y-axis

For a region whose perpendicular cross-sections are discs of radius ∣x∣|x|,

V=π∫cdx2 dyV=\pi\int_c^d x^2\,dy

For annular cross-sections with horizontal radii R(y)≥r(y)≥0R(y)\ge r(y)\ge0,

V=π∫cd(R(y)2−r(y)2) dyV=\pi\int_c^d\bigl(R(y)^2-r(y)^2\bigr)\,dy

Both follow as limits of sums of cylinders of thickness Δy\Delta y.

Not in the formula booklet: learn it.

Use the boundary's distance from the new axis. Keeping y2 dxy^2\,dx after changing the rotation axis describes a different solid.

Worked example 3: rearranging the curve

Question. The region bounded by y=x2y=x^2, the yy-axis and y=4y=4, with x≥0x\ge0, is rotated about the yy-axis. Find its volume.

Plan. At each height yy, the radius is x=yx=\sqrt{y}; integrate horizontal disc areas from y=0y=0 to 44.

y=x2 ⟹ x2=ysquared radiusV=π∫04y dyhorizontal thickness dy=π[y22]04=8π\begin{aligned} y=x^2&\ \Longrightarrow\ x^2=y && \text{squared radius} \\ V&=\pi\int_0^4y\,dy && \text{horizontal thickness }dy \\ &=\pi\left[\frac{y^2}{2}\right]_0^4=8\pi \end{aligned}

Why this step? The radius is horizontal now. The curve supplies x2x^2 directly, so there is no need to square y=x2y=x^2.

Answer. 8π8\pi cubic units.

Check. The solid has height 44 and maximum radius 22, so its volume is below the enclosing cylinder's 16π16\pi.

Keep the curve and heights, but move to the region between the curve and x=3x=3. This introduces an inner radius without changing the integration variable.

Worked example 4: a hole about the y-axis

Question. The region between x=3x=3, y=x2y=x^2 with x≥0x\ge0, y=0y=0 and y=4y=4 is rotated about the yy-axis. Find its volume.

Plan. Use outer radius 33 and inner radius y\sqrt{y} in a horizontal annulus.

V=π∫04(32−(y)2) dyouter minus inner discs=π∫04(9−y) dy=π[9y−y22]04=28π\begin{aligned} V&=\pi\int_0^4(3^2-(\sqrt{y})^2)\,dy && \text{outer minus inner discs} \\ &=\pi\int_0^4(9-y)\,dy \\ &=\pi\left[9y-\frac{y^2}{2}\right]_0^4=28\pi \end{aligned}

Why this step? An inner radius comes from the curve x=yx=\sqrt y, even though the original equation was written with yy as the subject.

Answer. 28π28\pi cubic units.

Check. The radius-33, height-44 cylinder has volume 36π36\pi. Removing the 8π8\pi solid from the previous example leaves 28π28\pi.

The matching values in the two pairs of examples have a geometric reason: interchanging horizontal and vertical coordinates interchanges the axes and produces congruent solids. The integral changes its letter, while the cross-sectional areas have the same shape.

Exam tip

Before integrating, write the radius, the thickness variable and the limits for that variable. The volume formula must include π\pi; integrating the squared radius alone gives only a volume divided by π\pi.

This curve rearranges directly into a horizontal squared radius.

Watch out

Wrong: the annular area is π(3−y)2\pi(3-\sqrt y)^2. Squaring the difference of radii does not subtract the hole’s area. The correct cross-section is π(32−(y)2)=π(9−y)\pi(3^2-(\sqrt y)^2)=\pi(9-y), integrated with respect to yy.

Identify each disc area separately before taking their difference.

A mean value is an equivalent constant height

The mean value of a function is the constant height that gives the same signed area over the same interval. If that height is mm, the rectangle's signed area is m(b−a)m(b-a), so it must equal ∫abf(x) dx\int_a^b f(x)\,dx.

[DIAGRAM: asset_name: A mean height with equal area; asset_slug: h645_b038_mean; caption: The curve x squared on zero to three has the same area as a rectangle of height three; description: A graph shows y equals x squared from zero to three with its area shaded pale blue. A dashed horizontal line at y equals three marks the mean height, with a pale sage rectangle of width three and height three shown in an adjacent matching panel. Both areas are labelled nine.]
The curve x squared on zero to three has the same area as a rectangle of height three

Mean value of a function

For an integrable function ff on [a,b][a,b], with a<ba<b, its mean value is

f‾=1b−a∫abf(x) dx\overline f=\frac1{b-a}\int_a^b f(x)\,dx

This is a mean of the function's values over the interval, not just the mean of its two endpoint values.

In the formula booklet.

For a continuous function, the mean lies between its minimum and maximum values. Positive and negative signed contributions may cancel: a function can have mean zero without being zero throughout the interval.

Worked example 5: a changing height

Question. Find the mean value of f(x)=x2f(x)=x^2 on [0,3][0,3].

Plan. Integrate the function, then divide by the interval width 33.

f‾=13−0∫03x2 dxdivide accumulated area by width=13[x33]03=13(9)=3\begin{aligned} \overline f&=\frac1{3-0}\int_0^3x^2\,dx && \text{divide accumulated area by width} \\ &=\frac13\left[\frac{x^3}{3}\right]_0^3 \\ &=\frac13(9)=3 \end{aligned}

Why this step? The integral is 99, but that is an area. Dividing by width converts it into an average height.

Answer. The mean value is 33.

Check. A rectangle of width 33 and height 33 has area 99, matching the curve's integral. Also 0≤3≤90\le3\le9, the function's range here.

Change only the left endpoint to −3-3. The width doubles, but so does the integral because x2x^2 is even.

Worked example 6: an interval crossing zero

Question. Find the mean value of f(x)=x2f(x)=x^2 on [−3,3][-3,3].

Plan. Use interval width 66, evaluate the integral and divide.

f‾=13−(−3)∫−33x2 dxwidth is 6=16[x33]−33=16(9−(−9))=3subtract lower value\begin{aligned} \overline f&=\frac1{3-(-3)}\int_{-3}^3x^2\,dx && \text{width is }6 \\ &=\frac16\left[\frac{x^3}{3}\right]_{-3}^3 \\ &=\frac16(9-(-9))=3 && \text{subtract lower value} \end{aligned}

Why this step? A symmetric interval does not make an even function's integral zero. Both halves contribute positively.

Answer. The mean value remains 33.

Check. The mean of xx on this interval is 00, while the mean of x2x^2 is 33. Averaging first and then squaring gives a different answer.

That distinction explains a useful fact about a sinusoidal signal. Over [0,2π][0,2\pi], sin⁡x\sin x has mean 00, but sin⁡2x=(1−cos⁡2x)/2\sin^2x=(1-\cos2x)/2 has mean 1/21/2. Equal positive and negative swings cancel in the first mean, while squaring preserves both. The identities and the mean-value formula are in the booklet; the conclusion follows by integration.

Watch out

Wrong: mean value of x2x^2 on [0,3][0,3] is (02+32)/2=9/2(0^2+3^2)/2=9/2.

Right: it is 33, from the integral divided by the width. Averaging endpoints is exact for a straight-line function, but not for every curve.

The opening rectangles also settle the volume question: their volumes are π(1)2(4)=4π\pi(1)^2(4)=4\pi and π(2)2(2)=8π\pi(2)^2(2)=8\pi. Equal plane areas need not produce equal volumes because the disc area depends on radius squared.

Quick Recap

  • Thin cylinders give V=π∫y2 dxV=\pi\int y^2\,dx about the xx-axis and V=π∫x2 dyV=\pi\int x^2\,dy about the yy-axis.
  • For a hole, subtract the inner squared radius from the outer squared radius.
  • Choose limits for the variable measuring thickness along the rotation axis.
  • A function's mean is its signed integral divided by the interval width; it need not equal an endpoint average or the function of an average input.

The two area-44 rectangles make volumes 4π4\pi and 8π8\pi: equal areas can give different volumes of revolution.