A1 - Proof by contradiction

A1 - Proof by contradiction

Some claims are easier to prove by asking what would happen if they were false. You will negate claims precisely, derive an impossibility and complete proofs by contradiction. This will establish the irrationality of the square root of two, the infinity of primes and unfamiliar claims about numbers and intervals.

Negating a claim precisely

Could there be a smallest positive rational number, so small that no other positive fraction lies below it?

The fraction 11000000\frac{1}{1000000} is small, but 12000000\frac{1}{2000000} is smaller and still positive. Repeating that observation suggests an answer. To prove it, you must rule out every possible candidate, including one you have not named.

You already know

A claim includes its domain and assumptions. A counterexample to “if pp, then qq” must make pp true and qq false. Integer parity and general rational fractions let you reason beyond particular examples.

In a contradiction proof, keep the original assumptions and temporarily suppose that the desired conclusion is false. That supposition is the claim's negation.

Proof by contradiction

Assume the negation of the claim to be proved. If valid deductions from this assumption and established facts produce an impossibility, the negation is false and the original claim is true. For example, an integer cannot be both even and odd. An inconvenient fraction, by itself, is not a contradiction.

Negation must include every way the original claim could fail. “Not every” means that at least one case fails; it does not mean that all cases fail.

ClaimPrecise negation
Every integer has property PP.There is an integer without property PP.
There is an integer with property PP.No integer has property PP.
At least one of aa or bb is irrational.Both aa and bb are rational.
x>3x>3.x≤3x\le3.
There are infinitely many primes.There are only finitely many primes.

For an implication, the premise survives. To prove “if n2n^2 is odd, then nn is odd” by contradiction, assume that some integer has an odd square but is even. Assuming instead that every integer is even would change the claim. Negating x>3x>3 as x<3x<3 would also miss the equality case.

Here is a small complete contradiction. Suppose an integer nn satisfies n2+n=1n^2+n=1. Its left side is n(n+1)n(n+1), a product of consecutive integers. One factor is even, so the product is even. The right side is odd: the same integer would be both even and odd. Therefore no integer satisfies the equation. The argument fails for a real domain because a real number need not have integer parity.

The contradiction principle and the parity result used here are not in the formula booklet: learn the logic and justify the mathematical consequence. In AQA questions, “Use proof by contradiction” fixes the method. State the negated conclusion, identify the precise incompatibility, then conclude the original claim.

Key idea

Negate the conclusion while keeping the premises and domain. Every deduction must be valid before the resulting impossibility can prove anything.

The next check targets a frequent error: negating “at least one” as “at least one” again.

Why the square root of two is irrational

A fraction chosen in lowest terms turns the square-root argument into a contradiction.

The rational fraction 26=13\frac26=\frac13 has an even numerator and denominator in its first representation. There is nothing impossible about that. The impossibility comes only if you chose a representation with no common factor and then proved that a common factor must exist.

Rational and irrational numbers

A rational number can be written as a/ba/b, where a∈Za\in\mathbb Z and bb is a positive integer. A real number is irrational if no such representation exists. Lowest terms means that numerator and denominator have no common factor greater than 11. For example, 13\frac13 is in lowest terms; 26\frac26 is not.

Any rational fraction can be simplified to lowest terms. We also need both directions of the integer parity fact. If m=2km=2k, then m2=2(2k2)m^2=2(2k^2) is even. If m=2k+1m=2k+1, then m2=2(2k2+2k)+1m^2=2(2k^2+2k)+1 is odd. These exhaustive even/odd cases establish the reverse implication too: an even square cannot come from an odd integer.

Parity of an integer square

For m∈Zm\in\mathbb Z,

m is even⇔m2 is evenm\text{ is even}\Leftrightarrow m^2\text{ is even}

Not in the formula booklet: learn it.

The reverse direction has been proved, not obtained by simply reversing an arrow. You can now use it on the numerator and denominator of an assumed rational square root.

Worked example 1: the irrationality of the square root of two

Question. Prove by contradiction that 2\sqrt2 is irrational.

Plan. Assume a rational representation in lowest terms and show that both its numerator and denominator must be even.

Assume 2=a/b\sqrt2=a/b, where a,ba,b are positive integers with no common factor greater than 11. Then

2=abassumed rational forma2=2b2square and multiply by b2\begin{aligned} \sqrt2 &= \frac ab && \text{assumed rational form} \\ a^2 &= 2b^2 && \text{square and multiply by }b^2 \end{aligned}

Thus a2a^2 is even, so aa is even. Write a=2ka=2k, where k∈Zk\in\mathbb Z. Substituting gives

4k2=2b2substitute a=2kb2=2k2divide by 2\begin{aligned} 4k^2 &= 2b^2 && \text{substitute }a=2k \\ b^2 &= 2k^2 && \text{divide by }2 \end{aligned}

Hence b2b^2 and therefore bb are even too.

Why this step? Choosing lowest terms makes the shared factor 22 incompatible with the starting representation. Without that choice, both integers being even would be harmless.

Answer. Both aa and bb have a common factor of 22, contradicting lowest terms. Therefore the rationality assumption is false and 2\sqrt2 is irrational.

Check. Substituting a=2ka=2k into a2=2b2a^2=2b^2 gives exactly 4k2=2b24k^2=2b^2; division is valid because 2≠02\ne0. The contradiction concerns all possible reduced fractions, so a decimal approximation is unnecessary.

Worked example 2 changes the radicand from 22 to 66. The same parity strategy works, but the extra odd factor 33 must be handled explicitly.

Worked example 2: keeping track of an odd factor

Question. Prove by contradiction that 6\sqrt6 is irrational.

Plan. Assume a lowest-terms fraction, force its numerator to be even and use the remaining odd factor to force its denominator to be even.

Assume 6=a/b\sqrt6=a/b, with positive integers a,ba,b in lowest terms. Then

a2=6b2square the assumptiona=2ka2 is even, so a is even4k2=6b2substitute2k2=3b2divide by 2\begin{aligned} a^2 &= 6b^2 && \text{square the assumption} \\ a &= 2k && a^2\text{ is even, so }a\text{ is even} \\ 4k^2 &= 6b^2 && \text{substitute} \\ 2k^2 &= 3b^2 && \text{divide by }2 \end{aligned}

The left side is even, so 3b23b^2 is even. If b2b^2 were odd, its product with the odd integer 33 would be odd. Therefore b2b^2, and hence bb, is even.

Here kk is an integer because it represents half the even integer aa.

Why this step? Evenness of a product does not force every factor to be even. Here 33 is known to be odd, which forces the evenness into b2b^2.

Answer. Both aa and bb are even, contradicting lowest terms. Therefore 6\sqrt6 is irrational.

Check. The final relation is 2k2=3b22k^2=3b^2, not b2=2k2b^2=2k^2. Its two sides still force an even bb by the odd-factor argument.

Neither irrationality result is in the formula booklet: be able to give the proof. A calculator showing many decimal places cannot establish irrationality, because every display is finite and rational numbers can also have long decimal expansions.

Watch out

Wrong: “Both numerator and denominator are even, which is impossible.” The fraction 26\frac26 shows that it is possible. Right: “Both are even, contradicting the initial choice of a fraction in lowest terms.”

The next question changes the radicand to 1010. The odd factor remaining after division by 22 changes accordingly.

Why there are infinitely many primes

A number built from a supposedly complete list of primes forces a prime outside that list.

First try the list 2,3,52,3,5. Its product plus one is 3131. Every listed prime divides the product, so none divides the number one greater. This suggests a construction that will work for any proposed finite complete list.

Prime number

A prime is an integer greater than 11 with exactly two positive divisors: 11 and itself. For example, 22 is prime. The number 11 is not prime because it has only one positive divisor.

Every integer N>1N>1 has a prime divisor, whether or not NN itself is prime. One justification is to take its smallest divisor d>1d>1. If dd were composite, one of its factors strictly between 11 and dd would divide NN, contradicting minimality. Thus dd is prime. This prime-divisor result is not in the formula booklet: understand why it applies to composite numbers too.

Worked example 3: a proposed finite list

Question. Suppose a student claims that 2,3,5,72,3,5,7 is the complete list of prime numbers. Use their product plus one to show that the list cannot be complete, without assuming the constructed number is prime.

Plan. Construct the number, exclude each listed prime as a divisor and use the existence of a prime divisor.

N=2×3×5×7+1product plus one=211evaluate211=2(105)+1=3(70)+1remainder 1211=5(42)+1=7(30)+1remainder 1\begin{aligned} N &= 2\times3\times5\times7+1 && \text{product plus one} \\ &= 211 && \text{evaluate} \\ 211 &= 2(105)+1=3(70)+1 && \text{remainder }1 \\ 211 &= 5(42)+1=7(30)+1 && \text{remainder }1 \end{aligned}

Since 211>1211>1, it has a prime divisor qq. None of 2,3,5,72,3,5,7 divides 211211, so qq is absent from the list.

Why this step? Finding a prime divisor is enough. Establishing whether 211211 itself is prime would add work the argument does not need.

Answer. The claimed complete list omits the prime qq, a contradiction. Therefore the list is not complete.

Check. Subtracting 11 gives 210210, a multiple of every listed prime. Adding 11 therefore gives the required remainder for all four.

Worked example 4 changes the list from a particular list to an arbitrary supposedly complete finite list. The product-plus-one construction stays the same; this is what rules out every finite list.

Worked example 4: ruling out every finite complete list

Question. Prove by contradiction that there are infinitely many primes.

Plan. Assume a finite complete list, then construct an integer with a prime divisor outside it.

Assume there are finitely many primes and list all of them as p1,p2,…,pkp_1,p_2,\ldots,p_k. The list is nonempty because 22 is prime. Form

N=p1p2⋯pk+1>1N=p_1p_2\cdots p_k+1>1

For any listed prime pip_i,

p1p2⋯pk=pimm∈ZN=pim+1remainder 1\begin{aligned} p_1p_2\cdots p_k &= p_i m && m\in\mathbb Z \\ N &= p_i m+1 && \text{remainder }1 \end{aligned}

Thus no listed prime divides NN. Yet N>1N>1, so it has a prime divisor qq, which cannot be any pip_i.

Why this step? The list was assumed to contain every prime. Producing a prime outside it contradicts that assumption, even if NN is composite.

Answer. The supposedly complete finite list omits qq. Therefore there cannot be finitely many primes: there are infinitely many.

Check. If a listed prime divided both the product and NN, it would divide their difference 11, which no prime can do. This confirms the remainder argument without needing a value for qq.

The infinity of primes and this construction are not supplied in the formula booklet: be able to explain the proof. There is a useful surprise hidden in the construction. Multiplying the first six primes and adding one gives

2×3×5×7×11×13+1=30031=59×5092\times3\times5\times7\times11\times13+1=30031=59\times509

The constructed number is composite. The proof works because its prime divisors are missing from the original list, not because the constructed number must be prime.

Watch out

Wrong: “The product of all the listed primes plus one is prime.” The construction guarantees the remainders, not primality; the number can be composite. Right: it is greater than 11, so it has a prime divisor, and none of the listed primes can be that divisor.

The next check enlarges the proposed finite list. Use its product structure rather than performing separate long divisions.

Adapting contradiction to unfamiliar claims

An unfamiliar contradiction proof becomes manageable when you identify the exact property that an assumed object would have to satisfy.

For the opening question, suppose xx is the smallest positive rational number. Write x=p/qx=p/q, with positive integers p,qp,q. Then

x2=p2q∈Qand0<x2<x\frac x2=\frac{p}{2q}\in\mathbb Q \qquad\text{and}\qquad 0<\frac x2<x

This is a smaller number in the same domain, contradicting the claimed smallest value. Therefore there is no smallest positive rational number. Halving would not establish the analogous statement about positive integers, because 12\frac12 is not an integer. In fact, 11 is the smallest positive integer.

For rational-number proofs, make closure under arithmetic explicit. If a/ba/b and c/dc/d are rational, with integer numerators and positive integer denominators, their sum and difference are (ad±bc)/(bd)(ad\pm bc)/(bd), and their product is ac/(bd)ac/(bd). Each is rational because the numerator is an integer and the denominator is nonzero. A quotient is rational when its divisor is nonzero:

a/bc/d=adbc(c≠0)\frac{a/b}{c/d}=\frac{ad}{bc}\qquad(c\ne0)

For example, let r≠0r\ne0 be rational and tt irrational. If s=rts=rt were rational, then t=s/rt=s/r would be rational, a contradiction. Therefore rtrt is irrational. The restriction matters: 0t=00t=0 is rational. These closure results, the irrational-product result and the smallest-number result are not in the formula booklet: justify the domain and arithmetic when using them.

For an interval, halving can leave the domain. Instead, construct the midpoint between your proposed extreme value and the relevant endpoint. For instance, if a candidate largest value in (2,5)(2,5) were x=3x=3, its midpoint with the upper endpoint would be 44, still inside the interval and larger.

A midpoint inside an open interval gives a value greater than the proposed largest value

Worked example 5: an interval with no smallest real number

Question. Use proof by contradiction to prove that there is no smallest real number in the interval 2<x<52<x<5.

Plan. Assume a smallest value and construct the midpoint between it and the lower endpoint.

Suppose xx is the smallest real number in (2,5)(2,5), and define y=(2+x)/2y=(2+x)/2. Then

y−2=x−22>0x>2x−y=x−22>0x>22<y<x<5combine the inequalities\begin{aligned} y-2 &= \frac{x-2}{2}>0 && x>2 \\ x-y &= \frac{x-2}{2}>0 && x>2 \\ 2 &< y<x<5 && \text{combine the inequalities} \end{aligned}

Why this step? The inequalities establish both jobs: yy belongs to the original interval and is smaller than the alleged smallest value.

Answer. The real number yy lies in (2,5)(2,5) below xx, contradicting minimality. Therefore the interval has no smallest real number.

Check. If x=3x=3, the construction gives y=52y=\frac52, which satisfies 2<52<32<\frac52<3. The proof itself works for every possible proposed xx.

Worked example 6 changes only the proposed extreme, from smallest to largest. Use the upper endpoint in the midpoint construction.

Worked example 6: an interval with no largest real number

Question. Use proof by contradiction to prove that there is no largest real number in the interval 2<x<52<x<5.

Plan. Assume a largest value and construct the midpoint between it and 55.

Suppose xx is the largest real number in (2,5)(2,5). Define y=(x+5)/2y=(x+5)/2. Then

y−x=5−x2>0x<55−y=5−x2>0x<52<x<y<5combine the inequalities\begin{aligned} y-x &= \frac{5-x}{2}>0 && x<5 \\ 5-y &= \frac{5-x}{2}>0 && x<5 \\ 2 &< x<y<5 && \text{combine the inequalities} \end{aligned}

Why this step? Showing only y>xy>x would leave a gap: a number outside the interval cannot challenge its largest member. The upper inequality keeps yy inside.

Answer. The value yy is in (2,5)(2,5) and exceeds xx, contradicting maximality. Therefore the interval has no largest real number.

Check. At x=3x=3, the construction gives y=4y=4, as in the diagram, with 2<3<4<52<3<4<5.

These interval results and midpoint constructions are not in the formula booklet: derive the required inequalities. In AQA's interval proofs, explicitly state the interval in the assumption and show that the new value remains in it. The word “contradiction” cannot replace those facts.

Watch out

Wrong: assume a smallest x∈(2,5)x\in(2,5) and claim that x/2x/2 is a smaller member. For x=3x=3, it equals 1.51.5, outside the interval. Right: use (2+x)/2(2+x)/2, then prove 2<(2+x)/2<x2<(2+x)/2<x.

When critiquing a proof, identify the first unjustified step: a wrong negation, a missing lowest-terms condition, division by a possible zero, a constructed value outside the domain, or an unproved claim that product plus one is prime. A repaired proof must supply the missing mathematical link.

The next question changes the interval endpoints. The midpoint must change with them.

Quick Recap

  • Negate the conclusion precisely while retaining the original domain and premises.
  • For square-root irrationality, choose a fraction in lowest terms and derive a common factor.
  • For infinitely many primes, product plus one has a prime divisor missing from any supposed finite complete list; it need not itself be prime.
  • In unfamiliar proofs, show that the constructed object satisfies every condition needed for the contradiction.

There is no smallest positive rational number: halving any proposed one produces a smaller positive rational number, contradicting its supposed minimality.