4.3.5 - Biological explanations for schizophrenia
Biological explanations treat schizophrenia as arising from interacting vulnerabilities rather than one damaged gene or a uniform excess of dopamine. You will examine polygenic inheritance, the revised dopamine hypothesis and neural correlates linked to particular symptoms. Twin, molecular and brain-imaging evidence supports evaluation of causality, environmental interaction, reductionism and why an association with a symptom does not by itself reveal its origin.
The biological frame
Why does schizophrenia run in some families, and why might a neutral event suddenly feel personally significant? Biological explanations investigate inherited vulnerability and brain mechanisms. They distinguish evidence about risk across people from evidence about a particular symptom. Neither a family history nor a brain scan can, by itself, explain everything about one person's experience.
Biological explanation
A biological explanation argues that a behaviour, experience or disorder is caused or made more likely by physical processes such as genes, neurotransmitters, brain structure or brain activity.
For schizophrenia, the biological route has three linked ideas:
| Explanation | Core AO1 claim | Exam caution |
|---|---|---|
| Genetics | Inherited genetic vulnerability increases the risk of schizophrenia. | Genes create risk, not certainty. |
| Dopamine hypothesis | Abnormal dopamine activity in different brain areas is linked to symptoms. | It is not simply "too much dopamine everywhere". |
| Neural correlates | Particular patterns of brain activity or structure are associated with particular symptoms. | A correlate is an association, not automatic proof of cause. |
Neural correlate
A neural correlate is a pattern of brain structure, brain activity or neurochemical activity that occurs alongside a psychological experience or symptom and may be involved in producing it.
Dopamine
Dopamine is a neurotransmitter involved in reward, motivation, movement and salience. In schizophrenia explanations, dopamine is important because abnormal dopamine activity may help explain positive, negative and cognitive symptoms.
Strong exam answers avoid one-cause thinking. A biological explanation can be powerful without being complete. The best wording is that genes, dopamine and brain activity increase vulnerability or are associated with symptoms, often interacting with environmental triggers such as stress, trauma, cannabis use or family conditions. That keeps the answer accurate and prepares the ground for AO3.
Genetic vulnerability
The genetic explanation argues that some people inherit biological vulnerability to schizophrenia. This does not mean they inherit schizophrenia itself. It means their genetic profile may make the disorder more likely if other risk factors are also present.
Genetic vulnerability
Genetic vulnerability is an inherited increase in risk caused by DNA variations. It makes schizophrenia more likely for some people, but it does not make the disorder inevitable.
Concordance rate
A concordance rate describes how often both members of a pair have a condition; the precise denominator depends on the concordance measure used. In twin research, it is often used to ask whether the second twin develops schizophrenia when the first twin has it.
Classic family and twin evidence supports a genetic contribution. Gottesman (1991) reviewed family studies and found that risk generally increased with genetic similarity to a person with schizophrenia. The commonly cited AQA figures are about 48% concordance for monozygotic twins and 17% for dizygotic twins, with lower risk for siblings and parents. Since monozygotic twins share virtually all their genes while dizygotic twins share about half, the difference supports a genetic explanation.
However, the same figures also limit the explanation. Concordance well below 100% challenges a simple fully penetrant genetic account. Measurement, age at follow-up, developmental processes and environmental differences also matter when interpreting this evidence. More recent register-based evidence reaches the same balanced conclusion. Hilker et al. (2018) used Danish twin-register data and estimated schizophrenia heritability at about 79%, but the probandwise concordance rate was 33% for monozygotic twins and 7% for dizygotic twins. That supports substantial genetic influence, while still showing that genes are not destiny. Heritability describes variation in liability in a population under studied environmental conditions; it is not a 79% probability that an individual will develop schizophrenia.
Polygenic
A polygenic disorder is influenced by many genes, each usually contributing a small amount of risk, rather than by one single gene.
Early explanations sometimes sounded as if researchers were looking for "the schizophrenia gene". Current evidence is much more complex. Ripke et al. (2014) conducted a very large genome-wide association study and reported 108 schizophrenia-associated genetic loci. Later work by the Psychiatric Genomics Consortium expanded the picture further, reporting many more loci. The exam point is not that students must memorise gene names. The point is that schizophrenia is polygenic and biologically complex.
Aetiologically heterogeneous
Aetiologically heterogeneous means that the same diagnosis may arise from different causal pathways in different people.
Schizophrenia is also aetiologically heterogeneous. One person may have one pattern of genetic risk, another person a different pattern, and both may receive the same diagnosis. This helps explain why symptoms and treatment responses vary between individuals.
Biological vulnerability need not involve an obvious family history. A de novo mutation is a new DNA change rather than a variant inherited unchanged from a parent. Brown et al. (2002) found an association between advanced paternal age and offspring schizophrenia-spectrum risk. New mutations in sperm are one proposed explanation, but age is not a direct measurement of mutation and other influences may contribute. This association alone does not establish the mechanism.
Adoption evidence makes the AO3 even stronger. Tienari et al. (2004) found that adoptees at high genetic risk were more sensitive to adverse rearing environments than adoptees at low genetic risk. Adoption does not remove prenatal influences or guarantee random placement, so it cannot perfectly isolate genes. Twin comparisons also assume that relevant environments are sufficiently comparable: greater similarity of MZ environments could contribute to greater concordance. The adoption finding supports a gene-environment interaction: genetic vulnerability matters most when it combines with environmental stressors.
AO2 example: Maya has an uncle and a mother diagnosed with schizophrenia. She asks whether this means she will definitely develop it. A biological explanation would say her genetic risk is likely higher than average, but the outcome is not fixed. Her actual risk depends on many genes and on environmental factors across development.
Worked reasoning: concordance is not individual destiny
Hilker's MZ rate of 33% exceeds the DZ rate of 7% by 26 percentage points. Because MZ twins are more genetically similar, the direction of this comparison supports inherited vulnerability. However, MZ twins may also share more similar relevant environments, so the difference is not a clean experiment on genes.
The MZ rate is also well below 100%. That challenges a simple account in which the same inherited genotype inevitably produces the same diagnosis. It does not identify which environmental or developmental process explains discordance. Nor does 79% heritability mean that 79% of one person's illness is genetic: it is an estimate of population variation in liability under the conditions studied. These are three different claims, and only the first is a direct comparison of concordance rates.
The dopamine hypothesis
The dopamine hypothesis is the best-known neurochemical explanation of schizophrenia. It argues that symptoms are linked to abnormal dopamine activity in particular brain pathways.
Dopamine hypothesis
The dopamine hypothesis is the theory that schizophrenia is associated with abnormal dopamine activity, especially increased dopamine activity in subcortical/striatal systems linked to positive symptoms and reduced dopamine activity in prefrontal cortical systems linked to negative or cognitive symptoms.
The original dopamine hypothesis was relatively simple: schizophrenia was caused by too much dopamine activity. This fitted some drug evidence. Antipsychotic drugs often reduce positive symptoms and many work by blocking dopamine D2 receptors. Drugs that increase dopamine activity, such as amphetamines, can worsen psychotic symptoms or produce schizophrenia-like experiences in some people.
Hyperdopaminergia
Hyperdopaminergia means abnormally high dopamine activity in a brain area or pathway.
The original version was useful, but too broad. It could explain positive symptoms such as hallucinations and delusions better than negative symptoms such as avolition or speech poverty. It also risked implying that dopamine was simply excessive everywhere in the brain.
The revised dopamine hypothesis is more precise. Davis et al. (1991) argued that schizophrenia may involve both:
| Dopamine pattern | Likely brain area | Linked symptoms |
|---|---|---|
| Subcortical or striatal hyperdopaminergia | Mesolimbic/subcortical dopamine pathways | Positive symptoms such as hallucinations and delusions |
| Cortical hypodopaminergia | Prefrontal cortex | Negative and cognitive symptoms such as avolition, reduced planning and speech poverty |
Hypodopaminergia
Hypodopaminergia means abnormally low dopamine activity in a brain area or pathway.
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