3.2 - Actus reus, omissions and causation

3.2 - Actus reus, omissions and causation

Actus reus is the external element of criminal liability in England and Wales. This lesson teaches how AQA expects you to identify conduct, circumstances, consequences, omissions, state of affairs liability, voluntariness and causation, then use them precisely in Paper 1 criminal law answers.

The Actus Reus Map

Actus reus is often translated as the "guilty act", but that phrase is too narrow for AQA.

Actus reus

The external element of an offence, which may be made of conduct, circumstances, consequences, an omission or a state of affairs, depending on how the offence is defined.

A strong answer first identifies which type of element is actually in issue.

ElementLegal questionExample of the element's job
ConductWhat did D do?Applying unlawful force in battery, taking property in theft, driving a vehicle.
CircumstanceWhat surrounding fact must exist?Property must belong to another for theft; a victim must be a human being under the King's peace for murder.
ConsequenceWhat result must be proved?Death for murder or manslaughter; actual bodily harm under section 47 Offences Against the Person Act 1861.
OmissionDid D fail to act despite a legal duty?A parent who fails to feed a child may satisfy the actus reus if the duty, breach and consequence are proved.
State of affairsWas D in a prohibited situation?Liability may be based on being found in a prohibited condition or place, depending on the offence.

The specification separates actus reus into conduct, acts and omissions, state of affairs, voluntariness, causation and consequences. That order matters. If the offence is a result crime, you must prove both the external behaviour and the causal link to the prohibited consequence. If the issue is an omission, you must first find a legal duty. If the issue is voluntariness, you must ask whether the conduct was really controlled by D.

Common confusion: actus reus is not the same as "everything except mens rea". Some actus reus elements are physical acts, but others are surrounding circumstances or consequences. Also, proving actus reus does not normally prove guilt by itself; the relevant mens rea or other fault element must still be considered unless the offence imposes strict liability as to that element.

Conduct And Voluntariness

For ordinary conduct offences, D's conduct must be voluntary. This does not mean D must want the result; it means D must have control over the bodily movement that forms the actus reus. A person who is physically pushed into V, has a genuine reflex movement, or acts while completely deprived of control may not have performed a voluntary act.

The authority AQA commonly accepts for this point is Hill v Baxter. The case is used for the legal principle that criminal liability normally requires voluntary conduct. It is not enough for D to say, after the event, "I did not mean it"; the issue is whether D lacked control of the relevant movement. Broome v Perkins shows the boundary: a diabetic driver in a hypoglycaemic state still had some control over the car, so the conduct could be treated as voluntary.

Use this sequence in a scenario:

  1. Identify the exact movement alleged to be the actus reus.
  2. Ask whether D had physical control over that movement.
  3. If D had no control, explain why the actus reus is not satisfied.
  4. If D had some control, treat the conduct as voluntary and move to mens rea or any separate defence.

Voluntariness is separate from intention. If D swings an arm during an argument and hits V, the movement may be voluntary even if D did not intend serious injury. If D is shoved from behind and falls into V, the contact may be harmful, but the movement is not D's voluntary act.

Omissions And Legal Duties

The starting point is that criminal law usually punishes acts, not mere failures to act. An omission can satisfy actus reus only where the law recognises a duty to act and the offence can be committed by failing to act. AQA materials expressly recognise that an Act of Parliament can create liability for an omission, and examiner reports also expect students to understand common law duty categories.

Use this five-stage omissions method:

  1. Is D being blamed for a failure to act rather than a positive act?
  2. Is there a legal duty, not just a moral expectation?
  3. Did D breach that duty by failing to do what was required?
  4. If the offence requires a consequence, did the omission cause it?
  5. Is the required mens rea or fault element present?

The recognised duty categories are best learned through the legal job done by each authority.

Duty routeAuthority and legal pointHow to apply it
Statutory dutyAn Act of Parliament may require action.Identify the statutory duty and the specific failure. Do not invent a statute if none is supplied.
Contractual dutyR v Pittwood: a gatekeeper's contractual duty to close a railway gate could ground liability when his failure led to death.Ask whether the job itself imposed responsibility for the victim's safety.
Special relationshipR v Gibbins and Proctor: a parent and a person acting with parental responsibility failed to feed a child.Parent-child duties are stronger than ordinary friendship or cohabitation.
Voluntary assumption of responsibilityR v Stone and Dobinson: D took on care for a vulnerable relative and failed to obtain adequate help.Look for D taking practical responsibility for V, especially where V is dependent.
Creating a dangerous situationR v Miller: after accidentally starting a fire, D had a duty to take reasonable steps once aware of the danger.If D creates a risk, even innocently, liability can arise from failing to deal with it.
Public officeR v Dytham: a police officer's failure to intervene could be criminal because of his public duty.Ask whether D's official role created a duty to act.

A duty does not automatically create liability for every offence. Murder, for example, can be committed by omission where a legal duty exists, the omission causes death, and the mens rea for murder is proved. By contrast, some offences are worded or understood as requiring a positive act. Always connect the duty to the offence being charged.

Common confusion: "D was a friend" or "D behaved badly" is not enough. The duty must be legally recognised. Another common error is to find a duty but forget causation: if V would have died at the same time even with reasonable action, the omission has not caused the consequence.

State Of Affairs And Consequences

State of affairs offences are unusual because liability is based on D being in a prohibited situation, rather than on proving that D voluntarily caused that situation. They matter because the AQA specification expressly includes "state of affairs" within actus reus, and because they test the boundary between external liability and fault.

Two mainstream examples show the idea. In R v Larsonneur, D was convicted after being found in the United Kingdom in circumstances prohibited by immigration law, even though she had been brought back from Ireland against her wishes. In Winzar v Chief Constable of Kent, D was treated as liable for being found drunk on a highway after police removed him from a hospital to that location. Use these cases carefully: their purpose is to illustrate state of affairs liability, not to suggest that every offence ignores voluntariness or fault.

State of affairs must be kept separate from consequence crimes.

TypeWhat prosecution must proveCausation needed?
Conduct crimeD performed the prohibited conduct.Usually only a direct link between D and the act, not a separate result.
Consequence crimeD's conduct or omission caused the prohibited result.Yes: factual and legal causation must be proved.
State of affairs offenceD was in the prohibited condition, status or place.Usually not in the same result-crime sense; check the offence wording.

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